Financial services
What can an AI agent team do for an IFA or wealth firm?
the Adviser Support team
Who buys, and why.
- → Advisers sell time, then spend it on paperwork. The team gives the selling time back.
- → Consumer Duty multiplies the evidence burden, and the evidence is exactly what a logged, attributable team produces.
- → Renewals leak quietly. A team that works the book stops the leak before it shows in retention.
The roles.
Composed from the competency library. A Strategist seat and a Governance seat ship as standard.
| Role | The job | Ceiling | Headline KPI | Readiness |
|---|---|---|---|---|
| Fact-Find Preparer | Pre-meeting packs assembled from CRM, plans and correspondence. | A1 | Adviser prep time | Standard |
| Suitability Drafter | Drafts from the fact-find and adviser notes. The adviser signs. | A0 / A1 | Draft-to-issue time | Standard |
| Renewals Chaser | Works the renewal book so nothing lapses silently. | A1 | Retention rate | Standard |
| Consumer Duty Clerk | Outcomes-evidence collation and file consistency checks. | A1 | Evidence completeness | Frontier |
| CPD Watchman | Regulatory updates and CPD tracking for the adviser team. | A2 (read) | Currency maintained | Standard |
The regulatory ceiling, stated plainly
No regulated advice, ever, in any form. Every client-bound document carries an adviser's signature. The pitch is adviser leverage, not adviser replacement, and the file is more complete, not less supervised.
The wedge.
The Renewals Chaser pays for itself in retained revenue, and the Fact-Find Preparer pays for itself in adviser hours. Both are baseline-friendly: prep time and retention are measured from day one.
Questions buyers ask.
What can an AI agent team do for an IFA or wealth firm? +
the Adviser Support team is composed from the competency library and ships with a Strategist seat and a Governance seat as standard. Its roles include Fact-Find Preparer, Suitability Drafter, Renewals Chaser, Consumer Duty Clerk, CPD Watchman. The Renewals Chaser pays for itself in retained revenue, and the Fact-Find Preparer pays for itself in adviser hours. Both are baseline-friendly: prep time and retention are measured from day one.
What are the regulatory limits for financial services? +
No regulated advice, ever, in any form. Every client-bound document carries an adviser's signature. The pitch is adviser leverage, not adviser replacement, and the file is more complete, not less supervised.
How is a GRABS team priced? +
Like staffing, not software: anchored to the day rate of the human interim equivalent. Fixed term, outcome-priced, no per-seat fees.
See if you are ready for the Adviser Support team.
Two minutes, ten questions. Then book a scoping call to compose the team against your numbers.